Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (13 Jun 2016 to 1 Jul 2018)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 28 Oct 2011)
    • CF21 Investment Adviser (9 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Jan 2004 to 9 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.