RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew Scott Beattie
IRN ASB00033
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jul 2002)
Andrew Shakeshaft
IRN AXS00123
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew Sloan Wright
IRN ASW01107
- CF30 Customer (1 Nov 2007 to 5 May 2009)
- CF22 Investment Adviser (Trainee) (30 Oct 2007 to 31 Oct 2007)
Andrew Smith
IRN AXS02337
- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF22 Investment Adviser (Trainee) (8 Feb 2007 to 31 Oct 2007)
Andrew Spence Webster
IRN ASW00009
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2006)
Andrew Spencer Bickerton
IRN ASB01125
- CF22 Investment Adviser (Trainee) (23 Oct 2006 to 15 Dec 2006)
Andrew Stanley Monk
IRN ASM01172
- CF30 Customer (3 Dec 2007 to 19 Jun 2009)
Andrew Stephen Allen
IRN ASA01084
- CF30 Customer (21 May 2008 to 3 Nov 2008)
Andrew Stephen Eric Hadland
IRN ASH00011
- CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2007)
Andrew Stephen Forrest
IRN ASF01044
- CF22 Investment Adviser (Trainee) (20 Dec 2006 to 16 Feb 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.