RLUM Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew Philip Kelleher
IRN APK01040
- CF22 Investment Adviser (Trainee) (7 Nov 2003 to 1 Dec 2003)
Andrew Philip Reed
IRN APR01093
- CF22 Investment Adviser (Trainee) (28 Jan 2005 to 7 Feb 2007)
Andrew Philip Towers
IRN APT01054
- CF22 Investment Adviser (Trainee) (8 Mar 2004 to 2 Sep 2005)
Andrew Rees
IRN AXR00078
- CF21 Investment Adviser (1 Dec 2001 to 26 Jul 2002)
Andrew Reid
IRN AXR00081
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew Rhoden
IRN AXR00080
- CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2004)
Andrew Richard Bronte Alexande Mydellton
IRN ARM00033
- CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
Andrew Richard Cotton
IRN ARC00027
- CF21 Investment Adviser (1 Dec 2001 to 24 Sep 2002)
Andrew Richard Wells
IRN ARW00033
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew Richardson
IRN AXR00380
- [FCA CF] CASS oversight function (since 1 Dec 2024)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.