Andrew Philip Towers

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MB Private Office Ltd

    FRN 928132

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Jan 2026)
    • [FCA CF] Client dealing (since 7 Jan 2026)
    • SMF16 Compliance Oversight (since 1 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Jan 2026)
    • SMF3 Executive Director (since 25 Jun 2025)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • [FCA CF] Functions requiring qualifications (26 Oct 2018 to 3 Jun 2025)
    • [FCA CF] Client dealing (26 Oct 2018 to 3 Jun 2025)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • CF30 Customer (17 May 2013 to 30 May 2015)
  • LIFT-Financial Ltd (no longer approved here)

    FRN 471394

    • CF30 Customer (24 Feb 2009 to 4 Dec 2009)
  • Greystone Financial Services Limited (no longer approved here)

    FRN 154622

    • CF30 Customer (1 Nov 2007 to 30 Jan 2009)
    • CF22 Investment Adviser (Trainee) (21 Feb 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (8 Mar 2004 to 2 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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