RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew Jonathan Dulieu
IRN AJD00117
- CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
Andrew Joseph Dibley
IRN AJD00051
- CF21 Investment Adviser (1 Dec 2001 to 25 Oct 2004)
Andrew Justin Edwards
IRN AJE00022
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew Kenneth Brownlie
IRN AKB01056
- CF22 Investment Adviser (Trainee) (5 Dec 2003 to 30 Apr 2004)
Andrew Kusi Gyau-Awuah
IRN AKG01022
- CF30 Customer (1 Nov 2007 to 2 Nov 2007)
- CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Apr 2005 to 22 May 2007)
Andrew La-Haye
IRN AXL00053
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2004)
Andrew Laming
IRN AXL01375
- CF21 Investment Adviser (17 Mar 2004 to 27 Aug 2007)
- CF22 Investment Adviser (Trainee) (5 Aug 2003 to 17 Mar 2004)
Andrew Leon Wiesztort
IRN ALW01061
- CF30 Customer (1 Nov 2007 to 26 Sep 2008)
- CF22 Investment Adviser (Trainee) (30 Oct 2006 to 31 Oct 2007)
Andrew Leslie Martin
IRN ALM01074
- CF21 Investment Adviser (28 Apr 2004 to 22 Dec 2004)
- CF22 Investment Adviser (Trainee) (1 Oct 2002 to 28 Apr 2004)
Andrew Lewis Bates
IRN ALB00016
- CF21 Investment Adviser (1 Dec 2001 to 29 May 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.