Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PIVOTAL FINANCIAL LIMITED (no longer approved here)

    FRN 665649

    • [FCA CF] Functions requiring qualifications (21 Aug 2023 to 2 Jan 2024)
  • Affinity Select Insurance Services Limited (no longer approved here)

    FRN 300348

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 5 Jul 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 5 Jul 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (14 Feb 2008 to 18 Dec 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 2 Nov 2007)
    • CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Apr 2005 to 22 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.