Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (21 Aug 2023 to 2 Jan 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 5 Jul 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 5 Jul 2023)
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- CF30 Customer (14 Feb 2008 to 18 Dec 2009)
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- CF30 Customer (1 Nov 2007 to 2 Nov 2007)
- CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (26 Apr 2005 to 22 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.