RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew Henderson
IRN AXH00108
- CF21 Investment Adviser (1 Dec 2001 to 6 Apr 2002)
Andrew Hirst
IRN AJH00191
- CF21 Investment Adviser (1 Dec 2001 to 26 Aug 2005)
Andrew Hunt
IRN AXH03004
- SMF2 Chief Finance (since 1 Apr 2024)
- SMF3 Executive Director (since 1 Apr 2024)
Andrew Iain Goldspink
IRN AIG01012
- CF21 Investment Adviser (20 Oct 2003 to 4 Aug 2006)
- CF22 Investment Adviser (Trainee) (29 Apr 2002 to 20 Oct 2003)
Andrew Ian Fox Jones
IRN AIJ01015
- CF30 Customer (7 Dec 2007 to 25 Feb 2008)
Andrew Ian Tumilty
IRN AXT01354
- CF22 Investment Adviser (Trainee) (18 May 2004 to 20 Sep 2004)
Andrew Ingolf Payne
IRN AIP01009
- CF22 Investment Adviser (Trainee) (12 Jul 2006 to 29 Jun 2007)
Andrew James
IRN AXJ00045
- CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2006)
Andrew James Bell
IRN AJB01479
- CF22 Investment Adviser (Trainee) (30 Jul 2003 to 30 Jul 2003)
Andrew James Briscoe
IRN AJB01486
- CF22 Investment Adviser (Trainee) (1 Dec 2003 to 23 Jan 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.