Andrew James

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (1 Nov 2007 to 21 Nov 2008)
    • CF21 Investment Adviser (29 Aug 2007 to 31 Oct 2007)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (10 Oct 2006 to 3 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Feb 2006 to 10 Oct 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.