RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew Gausden
IRN AXG00091
- CF21 Investment Adviser (1 Dec 2001 to 3 Aug 2007)
Andrew George Britton
IRN AGM00025
- CF22 Investment Adviser (Trainee) (15 Apr 2005 to 6 Oct 2005)
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2005)
Andrew George Cary
IRN AGC00016
- CF30 Customer (1 Nov 2007 to 2 Dec 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew George Leith
IRN AGL00010
- CF30 Customer (1 Nov 2007 to 23 Nov 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew Gerrard Grime
IRN AGG00029
- CF21 Investment Adviser (25 Feb 2002 to 28 Jul 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Feb 2002)
Andrew Gibbon
IRN AXG00100
- CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2002)
Andrew Gordon Williamson
IRN AGW00018
- CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)
Andrew Graham Sharp
IRN AGS01120
- CF30 Customer (1 Nov 2007 to 11 Jan 2008)
- CF22 Investment Adviser (Trainee) (28 Nov 2006 to 31 Oct 2007)
Andrew Gregory Giddings
IRN AGG00011
- CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2006)
Andrew Hawksey
IRN AXH01630
- CF22 Investment Adviser (Trainee) (23 Aug 2004 to 1 Oct 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.