Andrew Gregory Giddings

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Gregory Financial Limited

    FRN 610629

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (2 Jun 2014 to 8 Dec 2019)
    • CF30 Customer (2 Jun 2014 to 26 Jun 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (29 Jul 2013 to 15 Sep 2014)
    • CF1 Director (AR) (20 Jan 2010 to 15 Sep 2014)
  • HCL BANK HOUSE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 400529

    • CF1 Director (AR) (30 Apr 2009 to 30 Dec 2009)
    • CF30 Customer (1 Nov 2007 to 6 Apr 2009)
    • CF21 Investment Adviser (22 Mar 2006 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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