RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Andrew Barclay Guy
IRN ABG00008
- CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2002)
Andrew Barratt Sale
IRN ABS00016
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew Bethell
IRN AXB00131
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2005)
Andrew Boiling
IRN AJB01422
- CF21 Investment Adviser (31 Mar 2003 to 24 Mar 2005)
- CF22 Investment Adviser (Trainee) (29 Jan 2002 to 31 Mar 2003)
Andrew Brian Moffat
IRN ABM01036
- CF30 Customer (1 Nov 2007 to 10 May 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Andrew Broadhurst
IRN AXB00129
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Andrew Bryson Templeton
IRN ABT01016
- CF22 Investment Adviser (Trainee) (26 Mar 2004 to 29 Mar 2004)
Andrew Cale
IRN ADC01171
- CF30 Customer (5 Jan 2009 to 29 Oct 2011)
Andrew Callaghan
IRN AXC01951
- CF30 Customer (1 Nov 2007 to 1 Nov 2007)
- CF22 Investment Adviser (Trainee) (24 Nov 2006 to 31 Oct 2007)
Andrew Campbell
IRN AMC00025
- CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.