RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Adam Frith
IRN AXF00117
- CF21 Investment Adviser (24 Jan 2002 to 17 May 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Jan 2002)
Adam George Shanks
IRN AGS01125
- CF22 Investment Adviser (Trainee) (20 Apr 2007 to 13 Sep 2007)
Adam Gerard Plunkett
IRN AGP01075
- CF22 Investment Adviser (Trainee) (30 May 2007 to 21 Sep 2007)
Adam Gerrard Carr
IRN AGC01118
- CF22 Investment Adviser (Trainee) (22 Aug 2006 to 23 May 2007)
Adam Henderson McKnight
IRN AHM01088
- CF30 Customer (1 Nov 2007 to 4 Dec 2007)
- CF22 Investment Adviser (Trainee) (18 Oct 2007 to 31 Oct 2007)
Adam James Copping
IRN AAC01068
- CF30 Customer (1 Nov 2007 to 20 Jun 2008)
- CF22 Investment Adviser (Trainee) (30 May 2007 to 31 Oct 2007)
Adam James Kidd
IRN AJK01077
- CF30 Customer (1 Nov 2007 to 1 Aug 2008)
- CF22 Investment Adviser (Trainee) (17 May 2007 to 31 Oct 2007)
Adam John Lockett
IRN AJL01194
- CF21 Investment Adviser (20 Oct 2005 to 20 Jan 2006)
- CF22 Investment Adviser (Trainee) (30 Mar 2005 to 20 Oct 2005)
Adam Joseph Bellavia
IRN AJB01655
- CF30 Customer (6 Jun 2008 to 14 Nov 2008)
Adam Mark Wade
IRN AMW01162
- CF22 Investment Adviser (Trainee) (20 Jun 2006 to 13 Jul 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.