Adam Gerrard Carr

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 17 May 2024)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2021)
    • CF30 Customer (since 2 Jun 2021)
  • Carr Financial Planning Ltd

    FRN 951165

    • Employed By (since 2 Jun 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 May 2021)
    • CF30 Customer (25 Jun 2018 to 12 May 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (560)Employed By (25 Jun 2018 to 12 May 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 4 Mar 2011)
    • CF22 Investment Adviser (Trainee) (5 Jun 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (22 Aug 2006 to 23 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.