RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alistair Ross
IRN AXR01843
- CF30 Customer (18 Jun 2008 to 29 Oct 2011)
Alistair Russell Blair
IRN ARB00040
- CF21 Investment Adviser (1 Dec 2001 to 8 Sep 2006)
Alister Gordon MacDonald
IRN AGM01110
- CF22 Investment Adviser (Trainee) (28 Apr 2004 to 7 May 2004)
Allan Alexander
IRN AXA00103
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Sep 2002)
Allan Amato
IRN AXA00042
- CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2004)
Allan Andrew Morris
IRN AAM00026
- CF21 Investment Adviser (4 Oct 2004 to 27 Jan 2006)
- CF22 Investment Adviser (Trainee) (9 Sep 2004 to 4 Oct 2004)
Allan Bland
IRN AXB00127
- CF21 Investment Adviser (1 Dec 2001 to 13 Jul 2002)
Allan David Lennox
IRN ADL00016
- CF30 Customer (1 Nov 2007 to 29 Aug 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Allan Elcock
IRN AXE00030
- CF21 Investment Adviser (21 Mar 2002 to 17 Nov 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Mar 2002)
Allan Francis Whittaker
IRN AFW01025
- CF30 Customer (10 Dec 2007 to 25 Jul 2008)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.