Alistair Ross

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2023)
    • [FCA CF] Client dealing (since 21 Aug 2023)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 18 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Aug 2023)
    • CF1 Director (AR) (17 Jun 2019 to 18 Aug 2023)
    • CF30 Customer (17 Jun 2019 to 18 Aug 2023)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (23 Nov 2011 to 23 Sep 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (18 Jun 2008 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.