RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alexander Michael Merrick
IRN AMM00081
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2002)
Alexander Morrison
IRN AXM00145
- CF21 Investment Adviser (1 Dec 2001 to 20 May 2003)
Alexander Nadin Reay
IRN ANR01022
- CF22 Investment Adviser (Trainee) (7 Nov 2005 to 20 Apr 2007)
Alexander Neillie
IRN AXN00025
- CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2004)
Alexander Reid
IRN AXR00084
- CF21 Investment Adviser (1 Dec 2001 to 12 Jun 2004)
Alexander Robert Polonski
IRN ARP00025
- CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2005)
Alexander Rudolf Dieter Koslowski
IRN ARK01085
- CF1 Director (18 May 2015 to 13 Jul 2016)
Alexander Shang-Simpson
IRN AXS02423
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (19 Oct 2007 to 31 Oct 2007)
Alexander Todd Black
IRN ATB01042
- CF22 Investment Adviser (Trainee) (29 Dec 2004 to 20 May 2005)
Alexander Walter Dalgity Strachan
IRN AWS00027
- CF22 Investment Adviser (Trainee) (6 Nov 2002 to 15 Nov 2002)
- CF21 Investment Adviser (1 Dec 2001 to 6 Nov 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.