Alexander Shang-Simpson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jul 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Jul 2020)
    • CF30 Customer (20 Feb 2017 to 8 Dec 2019)
  • HOSKIN FINANCIAL PLANNING LTD (no longer approved here)

    FRN 613005

    • CF30 Customer (27 Aug 2015 to 10 Jan 2017)
  • Fairey Associates Ltd (no longer approved here)

    FRN 481350

    • CF30 Customer (3 Feb 2015 to 15 Jul 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (10 Dec 2013 to 31 Jan 2015)
    • CF1 Director (AR) (10 Dec 2013 to 31 Jan 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF22 Investment Adviser (Trainee) (19 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.