RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alexander James Baker
IRN AJB01475
- CF21 Investment Adviser (9 Mar 2004 to 14 Jul 2004)
- CF22 Investment Adviser (Trainee) (10 Jun 2003 to 9 Mar 2004)
Alexander James Wright
IRN AJW01393
- CF22 Investment Adviser (Trainee) (1 Dec 2004 to 30 Dec 2005)
Alexander John Beard
IRN AJB01597
- CF22 Investment Adviser (Trainee) (15 Aug 2006 to 12 Jan 2007)
Alexander John Brady
IRN AJB01636
- CF30 Customer (23 Nov 2007 to 16 May 2008)
Alexander John McKay
IRN AJM01556
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (5 Jan 2006 to 31 Oct 2007)
Alexander John Thomson
IRN AJT00026
- CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2003)
Alexander John Wingfield
IRN AJW00084
- CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2006)
Alexander Joseph Ian Bell
IRN AJB00113
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Dec 2002)
- CF21 Investment Adviser (1 Dec 2001 to 25 Jan 2003)
Alexander Malcolm McGregor
IRN AMM00020
- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2003)
Alexander McPherson Fyfe
IRN AXF00023
- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.