RLUM Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Robert Smith
IRN DRS00064
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Nov 2002)
David Robert Tagg
IRN DRT00006
- CF22 Investment Adviser (Trainee) (5 Aug 2003 to 12 Sep 2003)
- CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2003)
David Roberts
IRN DXR00036
- CF21 Investment Adviser (1 Dec 2001 to 26 May 2007)
David Rodenby
IRN DXR00064
- CF21 Investment Adviser (1 Dec 2001 to 8 May 2002)
David Roger Davies
IRN DRD01034
- CF22 Investment Adviser (Trainee) (14 Jul 2004 to 16 Sep 2005)
David Ruse
IRN DJR00022
- CF21 Investment Adviser (11 Nov 2002 to 28 Oct 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Nov 2002)
David Rushton Machin
IRN DRM00023
- CF21 Investment Adviser (1 Dec 2001 to 23 Jul 2005)
David Sconce
IRN DXS01852
- CF22 Investment Adviser (Trainee) (17 Oct 2006 to 24 Jan 2007)
David Scott Goodwin
IRN DSG01034
- CF21 Investment Adviser (31 Mar 2003 to 30 Jun 2006)
- CF22 Investment Adviser (Trainee) (22 Jul 2002 to 31 Mar 2003)
David Scott Ridley
IRN DSR00012
- CF21 Investment Adviser (1 Dec 2001 to 16 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.