David Scott Goodwin

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (20 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Jul 2006 to 20 Oct 2006)
    • CF7 Sole Trader (AR) (10 Jul 2006 to 31 Jan 2007)
  • David Goodwin

    FRN 454164

    • Employed By (since 10 Jul 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (31 Mar 2003 to 30 Jun 2006)
    • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 31 Mar 2003)

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Updates to this individual's record on the FCA register.

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