RLUM Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Morgan
IRN DXM00215
- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)
David Morrison
IRN DXM00337
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Oct 2002)
David Morrison Scott
IRN DMS00043
- CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2003)
David Morten Williams
IRN DMW01171
- CF22 Investment Adviser (Trainee) (7 Dec 2006 to 1 Mar 2007)
David Murdoch Reid
IRN DMR00027
- CF21 Investment Adviser (31 Mar 2005 to 20 Oct 2006)
- CF22 Investment Adviser (Trainee) (21 Jan 2005 to 31 Mar 2005)
David Muscroft
IRN DXM00129
- CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2002)
David Neil Ince
IRN DNI00001
- CF21 Investment Adviser (1 Dec 2001 to 3 Feb 2003)
David Nelson Cunningham
IRN DNC00011
- CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2006)
David Nicholas Williams
IRN DNW01018
- CF30 Customer (25 Jun 2009 to 29 Oct 2011)
David Nicholson
IRN DXN00024
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.