RLUM Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Michael Curran
IRN DMC00026
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Michael Dennis Vale
IRN DMV01016
- CF22 Investment Adviser (Trainee) (20 Nov 2003 to 19 Mar 2004)
David Michael Griffiths
IRN DMG00025
- CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2006)
David Michael Harper
IRN DMH00069
- CF21 Investment Adviser (1 Dec 2001 to 29 Nov 2002)
David Michael Horner
IRN DMH00066
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
David Michael Johnson
IRN DMJ01067
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (22 May 2007 to 31 Oct 2007)
David Michael Morrison
IRN DMM00027
- CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2005)
David Michael Rutherford
IRN DMR01113
- CF28 Systems and controls (27 Dec 2012 to 31 Jul 2013)
David Milton Booth
IRN DMB00033
- CF21 Investment Adviser (1 Dec 2001 to 22 Jun 2007)
David Monteith Peter Randall
IRN DMR01126
- CF22 Investment Adviser (Trainee) (1 Feb 2007 to 13 Aug 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.