David Michael Morrison

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Feb 2026)
    • CF30 Customer (25 Feb 2014 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 22 Jul 2014)
    • CF21 Investment Adviser (1 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jun 2005 to 1 Sep 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.