RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alan Robert Gotch
IRN ARG01112
- CF30 Customer (2 Nov 2007 to 29 May 2008)
Alan Robert Kenneth Porter
IRN ARP00024
- CF21 Investment Adviser (1 Dec 2001 to 7 Feb 2004)
Alan Robert McAlpin
IRN ARM00037
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Alan Robert McWilliam
IRN ARM00024
- CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2006)
Alan Robert Todd
IRN ART00014
- CF30 Customer (1 Nov 2007 to 14 Jan 2012)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Alan Robert Waterfield
IRN ARW01189
- CF22 Investment Adviser (Trainee) (11 Apr 2006 to 7 Aug 2007)
Alan Robert Wren
IRN ARW00035
- CF30 Customer (1 Nov 2007 to 25 Jul 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Alan Robinson
IRN AXR00054
- CF21 Investment Adviser (1 Dec 2001 to 3 Nov 2006)
Alan Roy McFie
IRN ARM00032
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (13 Sep 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (29 Apr 2004 to 13 Sep 2004)
Alan Sanderson
IRN AXS01868
- CF21 Investment Adviser (17 Feb 2004 to 23 Apr 2004)
- CF22 Investment Adviser (Trainee) (12 Mar 2003 to 17 Feb 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.