Alan Robert McWilliam

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFL Financial Planning Services Limited (no longer approved here)
FRN 516642
- (2)Employed By (22 Jan 2010 to 31 Dec 2013)
Quilter Financial Limited (no longer approved here)
FRN 497604
- CF30 Customer (30 Dec 2009 to 31 Dec 2013)
AFL Financial Planning (no longer approved here)
FRN 206507
- (3)Employed By (9 Jan 2006 to 22 Jan 2010)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2006)

Updates to this individual's record on the FCA register.

8 hours ago
controlled function removed: Employed By at AFL Financial Planning Services Limited
8 hours ago
controlled function added: (2)Employed By at AFL Financial Planning Services Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.