RLUM Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David McMurdo
IRN DXM01731
- CF21 Investment Adviser (12 May 2004 to 28 May 2004)
- CF22 Investment Adviser (Trainee) (23 Oct 2003 to 12 May 2004)
David McRoy
IRN DXM00133
- CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
David Medland
IRN DXM02270
- CF30 Customer (24 Nov 2010 to 28 Oct 2011)
David Meikle Malcolm
IRN DMM00035
- CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2002)
David Merrick
IRN DXM02038
- CF30 Customer (13 Dec 2007 to 19 Jun 2009)
David Michael Amos
IRN DMA01039
- CF22 Investment Adviser (Trainee) (21 Jul 2003 to 15 Oct 2003)
David Michael Beard
IRN DMB01208
- CF30 Customer (1 Nov 2007 to 27 Dec 2007)
- CF22 Investment Adviser (Trainee) (16 Apr 2007 to 31 Oct 2007)
David Michael Brown
IRN DMB00031
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (5 Mar 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Mar 2003)
David Michael Charles Pearce
IRN DMP00015
- CF21 Investment Adviser (1 Dec 2001 to 16 Feb 2006)
David Michael Crabtree
IRN DMC00071
- CF21 Investment Adviser (20 Mar 2002 to 13 Feb 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.