David Michael Crabtree

Last updated
1 day ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Michael Crabtree

    FRN 823964

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Sole trader dealing with clients for which they require qualification (since 14 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (8 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (8 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Apr 2019 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (24 Dec 2013 to 9 Apr 2019)
  • David Michael Crabtree (no longer approved here)

    FRN 576523

    • Employed By (24 Dec 2013 to 9 Apr 2019)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (5 Oct 2011 to 31 Oct 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 8 Jul 2011)
    • CF21 Investment Adviser (24 Apr 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Jan 2006 to 24 Apr 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (20 Mar 2002 to 13 Feb 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Mar 2002)

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