RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Henry Knight
IRN DHK00004
- CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2004)
David Henry Wright
IRN DHW00013
- CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2006)
David Hirons
IRN DXH00101
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Hodgson
IRN DXH00103
- CF22 Investment Adviser (Trainee) (1 Jun 2005 to 10 Mar 2006)
- CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2003)
David Hudson
IRN DXH00109
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2006)
David Hughes
IRN DXH00253
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 23 Jul 2002)
David Humphreys
IRN DXH00073
- CF30 Customer (1 Nov 2007 to 23 Nov 2007)
- CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (24 Nov 2006 to 31 Jul 2007)
David Humphries
IRN DXH01723
- CF30 Customer (31 Dec 2007 to 23 Feb 2009)
David Ian French
IRN DIF00005
- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)
David Ian Heatlie
IRN DIH01026
- CF21 Investment Adviser (1 Mar 2004 to 25 Nov 2005)
- CF22 Investment Adviser (Trainee) (4 Feb 2003 to 1 Mar 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.