David Humphreys

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (18 Mar 2008 to 19 Dec 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 23 Nov 2007)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Nov 2006 to 31 Jul 2007)
  • Principality Building Society (no longer approved here)

    FRN 155998

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.