RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Guest
IRN DXG01304
- CF21 Investment Adviser (17 Feb 2004 to 22 Feb 2007)
- CF22 Investment Adviser (Trainee) (27 Sep 2002 to 17 Feb 2004)
David Gunderson
IRN DXG00137
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Haddow
IRN DXH00284
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Aug 2002)
David Halbert
IRN DXH00064
- CF21 Investment Adviser (7 Aug 2003 to 13 Mar 2004)
- CF22 Investment Adviser (Trainee) (1 Aug 2003 to 7 Aug 2003)
David Hall
IRN DXH01720
- CF30 Customer (1 Nov 2007 to 1 Feb 2008)
- CF22 Investment Adviser (Trainee) (18 Oct 2007 to 31 Oct 2007)
David Hampshire
IRN DXH00106
- CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2002)
David Harold Wright
IRN DHW00007
- CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2006)
David Harper
IRN DXH01636
- CF30 Customer (15 Jul 2008 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (7 Nov 2005 to 1 Oct 2007)
David Hartness
IRN DXH01536
- CF22 Investment Adviser (Trainee) (10 May 2004 to 22 Oct 2004)
David Haswell
IRN DXH01442
- CF22 Investment Adviser (Trainee) (23 Jul 2002 to 27 Sep 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.