RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Ewart Reid
IRN DER00016
- CF21 Investment Adviser (1 Dec 2001 to 27 May 2005)
David Fergus Bambridge
IRN DFB00007
- CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
David Flame Cooke
IRN DFC00010
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Fort
IRN DXF00035
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Francis Earl
IRN DFE00002
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)
David Frank Green
IRN DFG00006
- CF21 Investment Adviser (8 Mar 2004 to 10 Jun 2005)
- CF22 Investment Adviser (Trainee) (3 Feb 2004 to 8 Mar 2004)
David Gambles
IRN DXG01287
- CF21 Investment Adviser (18 Mar 2003 to 28 Mar 2003)
- CF22 Investment Adviser (Trainee) (29 Apr 2002 to 18 Mar 2003)
David Gartland
IRN DXG00127
- CF21 Investment Adviser (1 Dec 2001 to 17 Dec 2001)
David Gary Chester
IRN DGC01053
- CF21 Investment Adviser (3 Aug 2004 to 11 Nov 2005)
- CF22 Investment Adviser (Trainee) (18 Nov 2003 to 3 Aug 2004)
David George Curtis
IRN DGC00017
- CF21 Investment Adviser (28 Mar 2003 to 11 Dec 2004)
- CF22 Investment Adviser (Trainee) (10 Mar 2003 to 28 Mar 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.