David Gambles

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Paul Albert Birtles
FRN 946881
- (1)Employed By (since 18 May 2021)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 18 Jun 2015)
W W & J McClure Wealth Management Ltd (no longer approved here)
FRN 706213
- Employed By (11 Jun 2015 to 19 May 2021)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (18 Mar 2003 to 28 Mar 2003)
- CF22 Investment Adviser (Trainee) (29 Apr 2002 to 18 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.