RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Clifford Langford
IRN CDL00012
- CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2003)
David Cobley
IRN DXC00098
- CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2006)
David Colin Murden
IRN DCM00022
- CF30 Customer (15 Aug 2008 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2006)
David Cordner
IRN DXC00105
- CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2007)
David Crossman
IRN DXC01592
- CF22 Investment Adviser (Trainee) (10 Jun 2003 to 10 Sep 2003)
David Davidson
IRN DXD00091
- CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2005)
David Dennis Standen
IRN DDS00008
- CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
David Donald Wallace Smith
IRN DDS01024
- CF22 Investment Adviser (Trainee) (23 Nov 2004 to 31 Dec 2004)
David Downie
IRN DXD01472
- CF30 Customer (15 Feb 2010 to 21 Dec 2010)
David Edmund Laws
IRN DEL01039
- CF30 Customer (2 Jan 2009 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (16 Nov 2006 to 31 Aug 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.