RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Burnett
IRN DXB01820
- CF22 Investment Adviser (Trainee) (18 Oct 2005 to 3 Mar 2006)
David Cairns
IRN DXC00103
- CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2006)
David Cartwright
IRN DXC01624
- CF21 Investment Adviser (14 Dec 2004 to 12 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 May 2004 to 14 Dec 2004)
David Charles Ansley
IRN DCA00006
- CF21 Investment Adviser (1 Dec 2001 to 18 Mar 2006)
David Charles Borle
IRN DCB00026
- CF21 Investment Adviser (12 Dec 2003 to 21 Jun 2004)
- CF22 Investment Adviser (Trainee) (22 Jul 2003 to 12 Dec 2003)
David Charles Geraghty
IRN DCG00006
- CF21 Investment Adviser (1 Dec 2001 to 15 Sep 2006)
David Charles Heywood
IRN DCH00038
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Charles Leslie Sansom
IRN DCS01102
- CF21 Investment Adviser (18 Jun 2004 to 11 Aug 2005)
- CF22 Investment Adviser (Trainee) (6 Nov 2003 to 18 Jun 2004)
David Charles Miller
IRN DCM00023
- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2007)
David Charles Paterson
IRN DCP00020
- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.