Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • CF30 Customer (3 Jan 2010 to 1 Sep 2014)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 22 Nov 2009)
    • CF21 Investment Adviser (15 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jul 2006 to 15 Dec 2006)
  • David Geraghty (no longer approved here)

    FRN 455041

    • Employed By (25 Jul 2006 to 22 Nov 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 15 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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