RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Daryl Lloyd Brown
IRN DLB01099
- CF30 Customer (31 Jul 2008 to 29 Oct 2011)
Daryl Ralph Broicher-Azen
IRN DRB00028
- CF21 Investment Adviser (12 Apr 2002 to 27 Aug 2004)
- CF22 Investment Adviser (Trainee) (12 Apr 2002 to 12 Apr 2002)
Daryl Timothy Seve White
IRN DTW01023
- CF30 Customer (21 Jan 2008 to 31 Oct 2008)
Dave Peter White
IRN DPW00012
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)
Dave Thompson
IRN DXT01251
- CF22 Investment Adviser (Trainee) (25 May 2004 to 13 May 2005)
David Abbott
IRN DXA00049
- CF21 Investment Adviser (11 Feb 2002 to 27 Aug 2004)
David Alan Ashley
IRN DAA00016
- CF21 Investment Adviser (1 Dec 2001 to 28 Oct 2005)
David Alan Brown
IRN DAB00055
- CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2006)
David Alan Bushby
IRN DAB01286
- CF30 Customer (14 Jul 2008 to 23 Apr 2011)
David Alan Cooper
IRN DAC00073
- CF22 Investment Adviser (Trainee) (5 Jul 2004 to 27 Jul 2004)
- CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.