Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (21 Jul 2016 to 1 Jul 2018)
    • CF30 Customer (7 Jun 2011 to 31 Jul 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (14 Jul 2008 to 23 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.