RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Darren Mark Westmoreland
IRN DMW00030
- CF21 Investment Adviser (1 Dec 2001 to 3 Oct 2003)
Darren Matthew Burns
IRN DMB00027
- CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2006)
Darren Parker
IRN DXP00080
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2005)
Darren Paul Speight
IRN DPS00053
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2002)
Darren Paul Stiff
IRN DPS00012
- CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2007)
Darren Paul Stone
IRN DPS00038
- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Darren Paul Sturgess
IRN DPS00011
- CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2006)
Darren Peter Holmes
IRN DPH01086
- CF22 Investment Adviser (Trainee) (12 May 2006 to 2 Feb 2007)
Darren Pinner
IRN DXP00079
- CF21 Investment Adviser (1 Dec 2001 to 16 Oct 2003)
Darren Richard Manser
IRN DRM00063
- CF21 Investment Adviser (14 Jan 2002 to 24 Dec 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.