Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsible for Insurance Distribution (since 22 Jul 2020)
    • SMF27 Partner (since 22 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2020)
    • SMF16 Compliance Oversight (since 22 Jul 2020)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (24 Mar 2023 to 14 Jul 2025)
    • [FCA CF] Client dealing (24 Mar 2023 to 14 Jul 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (21 Sep 2012 to 28 Apr 2016)
  • Darren Manser (no longer approved here)

    FRN 588444

    • Employed By (21 Sep 2012 to 28 Apr 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 21 Sep 2012)
    • CF21 Investment Adviser (21 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Mar 2005 to 21 Aug 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (14 Jan 2002 to 24 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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