Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sirius Wealth Management LLP
FRN 920310
- Responsible for Insurance Distribution (since 22 Jul 2020)
- SMF27 Partner (since 22 Jul 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2020)
- SMF16 Compliance Oversight (since 22 Jul 2020)
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- [FCA CF] Functions requiring qualifications (24 Mar 2023 to 14 Jul 2025)
- [FCA CF] Client dealing (24 Mar 2023 to 14 Jul 2025)
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- CF30 Customer (21 Sep 2012 to 28 Apr 2016)
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- Employed By (21 Sep 2012 to 28 Apr 2016)
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- CF30 Customer (1 Nov 2007 to 21 Sep 2012)
- CF21 Investment Adviser (21 Aug 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Mar 2005 to 21 Aug 2006)
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- CF21 Investment Adviser (14 Jan 2002 to 24 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.