RLUM Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Darren George Budd
IRN DGB01092
- CF22 Investment Adviser (Trainee) (4 Feb 2003 to 23 Mar 2004)
Darren Gransbury
IRN DXG01299
- CF21 Investment Adviser (12 Aug 2003 to 6 May 2005)
- CF22 Investment Adviser (Trainee) (22 Jul 2002 to 12 Aug 2003)
Darren Henry Edwin Pearce
IRN DHP00012
- CF21 Investment Adviser (1 Dec 2001 to 21 Sep 2007)
Darren Jewsbury
IRN DXJ00084
- CF21 Investment Adviser (1 Dec 2001 to 3 Jan 2003)
Darren John Bennett
IRN DJB01361
- CF22 Investment Adviser (Trainee) (31 Jan 2003 to 19 Jun 2003)
Darren John Gregory
IRN DJG01206
- CF21 Investment Adviser (15 Dec 2005 to 9 Oct 2007)
- CF22 Investment Adviser (Trainee) (17 Nov 2004 to 15 Dec 2005)
Darren John Lindell
IRN DJL00075
- CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2005)
Darren Lawrence Reginald Lloyd
IRN DLL01023
- CF22 Investment Adviser (Trainee) (23 Aug 2004 to 25 Feb 2005)
Darren Lee Broughton
IRN DLB01069
- CF22 Investment Adviser (Trainee) (26 Jun 2003 to 18 Aug 2003)
Darren Malcolm Gauld
IRN DMG01089
- CF22 Investment Adviser (Trainee) (29 Jan 2004 to 30 Apr 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.