RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Darran John Palmer
IRN DJP01246
- CF22 Investment Adviser (Trainee) (30 Nov 2004 to 19 Aug 2005)
Darrel Bryant
IRN DXB00131
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Darrel Mark Smethurst
IRN DMS01231
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (29 Aug 2007 to 31 Oct 2007)
Darrell Richard Barnes
IRN DRB01110
- CF21 Investment Adviser (10 Jun 2003 to 18 Mar 2005)
- CF22 Investment Adviser (Trainee) (30 Apr 2002 to 10 Jun 2003)
Darren Andrew Winfield
IRN DAW00083
- CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2004)
Darren Anthony Kelly
IRN DAK00020
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Darren Ashley Weatherby
IRN DAW00017
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (29 Aug 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Jul 2003 to 29 Aug 2003)
Darren Barnes
IRN DXB00130
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Darren Charles John Baxter
IRN DXB01675
- CF22 Investment Adviser (Trainee) (14 May 2004 to 12 Nov 2004)
Darren Dugdale
IRN DXD00038
- CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.