Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Money Map (Financial Navigation) LLP
FRN 581738
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF11 Money Laundering Reporting (13 Apr 2015 to 8 Dec 2019)
- CF30 Customer (25 Jul 2012 to 8 Dec 2019)
- CF4 Partner (25 Jul 2012 to 8 Dec 2019)
- Responsible for Insurance Mediation (25 Jul 2012 to 30 Sep 2018)
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- Employed By (23 Jun 2009 to 8 Dec 2019)
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- CF21 Investment Adviser (10 Jun 2003 to 18 Mar 2005)
- CF22 Investment Adviser (Trainee) (30 Apr 2002 to 10 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.