RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Craig Campbell Donaldson
IRN CCD01018
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (12 Mar 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Jan 2003 to 12 Mar 2004)
Craig David Thornton
IRN CDT01044
- CF30 Customer (1 Nov 2007 to 11 Jul 2008)
- CF22 Investment Adviser (Trainee) (17 Oct 2006 to 31 Oct 2007)
Craig Denis Whitfield
IRN CDW01100
- CF30 Customer (4 Mar 2008 to 5 Jan 2009)
Craig Dickson
IRN CXD01188
- CF22 Investment Adviser (Trainee) (12 Jan 2002 to 20 Sep 2002)
Craig Edees
IRN CXE00019
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Craig Edwin Pugh
IRN CEP01044
- CF21 Investment Adviser (23 Jan 2006 to 30 Mar 2007)
- CF22 Investment Adviser (Trainee) (30 Jun 2003 to 28 Jun 2004)
Craig Forrest Douglas
IRN CFD01021
- CF22 Investment Adviser (Trainee) (27 Jan 2004 to 30 Jul 2004)
Craig George Park
IRN GCP01026
- CF22 Investment Adviser (Trainee) (23 Jul 2002 to 1 Sep 2003)
Craig Hammond
IRN CAH01139
- CF22 Investment Adviser (Trainee) (20 Nov 2003 to 3 Dec 2004)
Craig Ireland
IRN GXI00005
- CF21 Investment Adviser (1 Dec 2001 to 19 Oct 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.