Craig Edwin Pugh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 22 Feb 2021)
    • CF1 Director (AR) (since 26 Jan 2021)
    • CF30 Customer (since 26 Jan 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Later Life Wealth Management Limited

    FRN 931901

    • Employed By (since 26 Jan 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (4 Apr 2019 to 7 Sep 2020)
  • Financial Solutions (N.E.) Ltd (no longer approved here)

    FRN 215925

    • (3)Employed By (5 Jun 2009 to 18 Aug 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (5 Jun 2009 to 18 Aug 2009)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (23 Jan 2006 to 30 Mar 2007)
    • CF22 Investment Adviser (Trainee) (30 Jun 2003 to 28 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

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