RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alan James Newell
IRN AJN01058
- CF21 Investment Adviser (22 Apr 2003 to 26 May 2006)
- CF22 Investment Adviser (Trainee) (22 May 2002 to 22 Apr 2003)
Alan James Norris
IRN AJN00024
- CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2006)
Alan James West
IRN AJW00078
- CF21 Investment Adviser (1 Dec 2001 to 4 May 2007)
Alan James Workman
IRN AJW00055
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Alan Jeffrey Beale
IRN AJB00244
- CF21 Investment Adviser (1 Dec 2001 to 28 May 2004)
Alan John Bartlett
IRN AJB00109
- CF21 Investment Adviser (1 Dec 2001 to 25 Mar 2006)
Alan John Coates
IRN AJC00070
- CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2004)
Alan John Eaton
IRN AJE00024
- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)
Alan John Kear
IRN AJK00018
- CF21 Investment Adviser (1 Dec 2001 to 6 Sep 2002)
Alan John Price
IRN AJP00051
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.