Alan James Newell

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 24 Jan 2013)
    • CF30 Customer (9 Mar 2011 to 4 Jul 2011)
  • PRG Financial Planners Limited

    FRN 592781

    • (6)Employed By (since 24 Jan 2013)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (16 Nov 2012 to 23 Apr 2013)
  • The PRG Partnership (West London) (no longer approved here)

    FRN 540218

    • Employed By (9 Mar 2011 to 4 Jul 2011)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (17 May 2010 to 31 Oct 2012)
  • Christopher Smith (no longer approved here)

    FRN 512261

    • Employed By (17 May 2010 to 31 Oct 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (22 Apr 2003 to 26 May 2006)
    • CF22 Investment Adviser (Trainee) (22 May 2002 to 22 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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