RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Colin Simcock
IRN CXS01495
- CF21 Investment Adviser (22 Sep 2004 to 25 Nov 2005)
- CF22 Investment Adviser (Trainee) (10 Feb 2004 to 22 Sep 2004)
Colin Smith
IRN CXS00056
- CF21 Investment Adviser (1 Dec 2001 to 21 Oct 2006)
Colin Stuart Gibson
IRN CSG01041
- CF21 Investment Adviser (28 Oct 2004 to 3 Mar 2005)
- CF22 Investment Adviser (Trainee) (29 Jan 2004 to 28 Oct 2004)
Colin Swinson
IRN CXS00057
- CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2006)
Colin Terence Archer
IRN CTA00001
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Colin Victor Crump
IRN CVC00001
- CF22 Investment Adviser (Trainee) (20 May 2003 to 3 Jun 2003)
- CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
Colin Victor Jolly
IRN CVJ00002
- CF30 Customer (1 Nov 2007 to 23 Sep 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Colin Welsh
IRN CJW01191
- CF22 Investment Adviser (Trainee) (31 Jan 2003 to 16 Jun 2004)
Colin Wilson
IRN CXW01365
- CF21 Investment Adviser (16 Dec 2004 to 14 Feb 2006)
- CF22 Investment Adviser (Trainee) (5 Dec 2003 to 16 Dec 2004)
Colm Anthony Redmond
IRN CAR00031
- CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.