Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (13 Mar 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Nov 2005 to 13 Mar 2007)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (13 Mar 2007 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Nov 2005 to 13 Mar 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (22 Sep 2004 to 25 Nov 2005)
    • CF22 Investment Adviser (Trainee) (10 Feb 2004 to 22 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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