RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Colin Francis Coope
IRN CFC00005
- CF21 Investment Adviser (1 Dec 2001 to 10 Feb 2006)
Colin Francis Gill
IRN CFG00006
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2006)
Colin Gaudie
IRN CXG00054
- CF21 Investment Adviser (10 Jun 2003 to 3 Dec 2004)
- CF22 Investment Adviser (Trainee) (17 Apr 2003 to 10 Jun 2003)
Colin Geoffrey Heap
IRN CGH01039
- CF21 Investment Adviser (1 Dec 2001 to 17 Feb 2003)
Colin Gillespie
IRN CXG00086
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Colin Graham Seaman
IRN CGS00012
- CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2005)
Colin Hall
IRN CXH00072
- CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2005)
Colin Henderson
IRN CXH00108
- CF22 Investment Adviser (Trainee) (1 Sep 2004 to 28 Feb 2005)
Colin Hewitt
IRN CXH00070
- CF21 Investment Adviser (1 Dec 2001 to 28 May 2003)
Colin Holmes
IRN CXH00034
- CF21 Investment Adviser (17 Dec 2004 to 23 Jun 2006)
- CF22 Investment Adviser (Trainee) (29 Apr 2004 to 17 Dec 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.