Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
TMG Direct Limited
FRN 786245
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 22 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 1 Nov 2022)
-
Seaman & Keys Ltd
FRN 1004258
- (1)Employed By (since 22 Feb 2024)
-
- CF30 Customer (5 Jan 2009 to 27 Apr 2011)
-
- (22)Employed By (5 Jan 2009 to 27 Apr 2011)
-
- CF21 Investment Adviser (1 Dec 2001 to 9 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.